Second Additional Protocol to the
Universal Postal Convention
Table of contents
Article
I. (Art. 28 amended) |
Terminal dues. General provisions |
II. (Art. 28bis added) |
Terminal dues. Self-declaration of rates for
bulky (E) and small packet (E) letter-post items |
III. (Art. 29 amended) |
Terminal dues. Provisions applicable to mail
flows between designated operators of countries in the target
system |
IV. (Art. 30 amended) |
Terminal dues. Provisions applicable to mail
flows to, from and between designated operators of countries
in the transitional system |
V. (Art. 31 amended) |
Quality of Service Fund |
VI. (Art. 33 amended) |
Basic rates and provisions concerning air
conveyance dues |
VII. |
Entry into force and duration of the Second
Additional Protocol to the Universal Postal Convention |
Second Additional Protocol to the
Universal Postal Convention
The plenipotentiaries of the governments of the member
countries of the Universal Postal Union, having met in
Extraordinary Congress at Geneva, having regard to article 22.3
of the Constitution of the Universal Postal Union concluded at
Vienna on 10 July 1964, have by common consent and subject to
article 25.4 of the Constitution drawn up in this Second
Additional Protocol the following amendments to the Universal
Postal Convention adopted at Istanbul on 6 October 2016 and
amended by the Additional Protocol adopted at Addis Ababa on 7
September 2018.
Article I
(Art. 28 amended)
Terminal dues. General provisions
1 Subject to exemptions provided in the Regulations, each
designated operator which receives letter-post items from another
designated operator shall have the right to collect from the
dispatching designated operator a payment for the costs incurred
for the international mail received.
2 For the application of the provisions concerning the payment
of terminal dues by their designated oper-ators, countries and
territories shall be classified in accordance with the lists
drawn up for this purpose by Congress in its resolution C 7/2016,
as follows:
2.1 countries and territories in the target system prior to
2010 (group I);
2.2 countries and territories in the target system as of 2010
and 2012 (group II);
2.3 countries and territories in the target system as from
2016 (group III);
2.4 countries and territories in the transitional system
(group IV).
3 The provisions of the present Convention concerning the
payment of terminal dues are transitional arrangements, moving
towards a country-specific payment system at the end of the
transition period.
4 Access to domestic services. Direct access
4.1 In principle, each designated operator of a country that
was in the target system prior to 2010 shall make available to
the other designated operators all the rates, terms and
conditions offered in its domestic service on conditions
identical to those proposed to its national customers. It shall
be up to the desig-nated operator of destination to decide
whether the terms and conditions of direct access have been met
by the designated operator of origin.
4.2 Designated operators of countries in the target system
prior to 2010 shall make available to other des-ignated operators
of countries that were in the target system prior to 2010 the
rates, terms and conditions offered in their domestic service, on
conditions identical to those proposed to their national
customers.
4.3 Designated operators of countries that joined the target
system from 2010 may opt to make available to a limited number of
designated operators the application of domestic conditions, on a
reciprocal basis, for a trial period of two years. After that
period, they must choose either to cease making available the
application of domestic conditions or to continue to make their
own domestic conditions available to all designated operators.
However, if designated operators of countries that joined the
target system from 2010 ask designated operators of countries
that were in the target system prior to 2010 for the applica-tion
of domestic conditions, they must make available to all
designated operators the rates, terms and conditions offered in
their domestic service on conditions identical to those proposed
to their national customers.
4.4 Designated operators of countries in the transitional
system may opt not to make available to other designated
operators the application of domestic conditions. They may,
however, opt to make available to a limited number of designated
operators the application of domestic conditions, on a reciprocal
basis, for a trial period of two years. After that period, they
must choose either to cease making available the application of
domestic conditions or to continue to make their own domestic
conditions available to all designated operators.
5 Terminal dues remuneration shall be based on quality of
service performance in the country of destina-tion. The Postal
Operations Council shall therefore be authorized to supplement
the remuneration in arti-cles 28bis, 29 and 30 to
encourage participation in monitoring systems and to reward
designated operators for reaching their quality targets. The
Postal Operations Council may also fix penalties in case of
insufficient quality, but the remuneration shall not be less than
the minimum remuneration according to articles 29 and 30.
6 Any designated operator may waive wholly or in part the
payment provided for under 1.
7 M bags weighing less than 5 kilogrammes shall be considered
as weighing 5 kilogrammes for terminal dues payment purposes. The
terminal dues rates to be applied for M bags shall be:
7.1 for the year 2018, 0.909 SDR per kilogramme;
7.2 for the year 2019, 0.935 SDR per kilogramme;
7.3 for the year 2020, 0.961 SDR per kilogramme;
7.4 for the year 2021, 0.988 SDR per kilogramme.
8 For registered items there shall be an additional payment of
1.100 SDR per item for 2018, 1.200 SDR per item for 2019, 1.300
SDR per item for 2020 and 1.400 SDR for 2021. For insured items,
there shall be an additional payment of 1.400 SDR per item for
2018, 1.500 SDR per item for 2019, 1.600 SDR per item for 2020
and 1.700 SDR for 2021. The Postal Operations Council shall be
authorized to supplement remuneration for these and other
supplementary services where the services provided contain
additional features to be specified in the Regulations.
9 For registered and insured items not carrying a barcoded
identifier or carrying a barcoded identifier that is not
compliant with UPU Technical Standard S10, there shall be a
further additional payment of 0.5 SDR per item unless otherwise
bilaterally agreed.
10 For terminal dues payment purposes, letter-post items
posted in bulk in accordance with the conditions specified
in the Regulations shall be referred to as "bulk mail".
The payment for bulk mail shall be established as provided for in
articles 28bis, 29 and 30, as appropriate.
11 Any designated operator may, by bilateral or multilateral
agreement, apply other payment systems for the settlement of
terminal dues accounts.
12 Designated operators may exchange non-priority mail on an
optional basis by applying a 10% discount to the priority
terminal dues rate.
13 The provisions applicable between designated operators of
countries in the target system shall apply to any designated
operator of a country in the transitional system which declares
that it wishes to join the target system. The Postal Operations
Council may set transitional measures in the Regulations. The
full provisions of the target system may apply to any new target
designated operator that declares that it wishes to apply such
full provisions without transitional measures.
Article II
(Art. 28bis added)
Terminal dues. Self-declaration of rates for bulky (E) and
small packet (E) letter-post items
1 Beginning with rates in effect for
the year 2021 onwards and notwithstanding articles 29 and 30,
designated operators may notify the International Bureau by 1
June of the year preceding the year in which the self-declared
rates would apply of a self-declared rate per item and a
self-declared rate per kilogramme, expressed in local currency,
that shall apply for bulky (E) and small packet (E) letter-post
items in the following calendar year. The International Bureau
shall annually convert the self-declared rates provided into
values expressed in SDR. To calculate the rates in SDR, the
International Bureau shall use the average monthly exchange rate
of the period from 1 January to 31 May of the year pre-ceding the
year for which the self-declared rates would be applicable. The
resultant rates shall be notified by means of an International
Bureau circular no later than 1 July of the year preceding the
year in which the self-declared rates would apply. The
self-declared rates for bulky (E) and small packet (E)
letter-post items shall be substituted as appropriate in any
reference or rate calculation pertaining to bulky (E) and small
packet (E) letter-post items elsewhere in the Convention or the
Regulations. Additionally, each designated operator shall provide
the International Bureau with its domestic rates for equivalent
services in order to calculate the relevant ceiling rates.
1.1 Subject to 1.2 and 1.3, the
self-declared rates shall:
1.1.1 at the average E format weight
of 0.158 kilogrammes, not be higher than the country-specific
ceiling rates calculated in accordance with paragraph 1.2;
1.1.2 be based on 70%, or the
applicable percentage in paragraph 6ter, of the domestic
single-piece charge for items equivalent to bulky (E) and small
packet (E) letter-post items offered by the designated operator
in its domestic service and in effect on 1 June of the year
preceding the year for which the self-declared rates would be
applicable;
1.1.3 be based on the domestic
single-piece charge in force for items within the designated
operator's domestic service having the specified maximum size and
shape dimensions of bulky (E) and small packet (E) letter-post
items;
1.1.4 be made available to all
designated operators;
1.1.5 be applied only to bulky (E)
and small packet (E) letter-post items;
1.1.6 be applied to all bulky (E)
and small packet (E) letter-post flows other than bulky (E) and
small packet (E) letter-post flows from countries in the
transitional system to countries in the target system, and
between countries in the transitional system, if mail flows do
not exceed 100 tonnes per year;
1.1.7 be applied to all bulky (E)
and small packet (E) letter-post flows except for bulky (E) and
small packet (E) letter-post flows between countries in the
target system as from 2010, 2012 and 2016, and from those
countries to countries in the target system prior to 2010, if
mail flows do not exceed 25 tonnes per year.
1.2 The self-declared rates per item
and per kilogramme for bulky (E) and small packet (E) letter-post
items shall not be higher than the country-specific ceiling rates
determined by a linear regression of 11 points corresponding to
70%, or the applicable percentage in paragraph 6ter, of the
priority single-piece tariffs of equivalent domestic services for
20-gramme, 35-gramme, 75-gramme, 175-gramme, 250-gramme,
375-gramme, 500-gramme, 750-gramme, 1,000-gramme, 1,500-gramme
and 2,000-gramme bulky (E) and small packet (E) letter-post
items, exclusive of any taxes.
1.2.1 The determination of whether
the self-declared rates exceed the ceiling rates shall be tested
at the average revenue using the most current worldwide average
composition of one kilogramme of mail in which an E format item
weighs 0.158 kilogrammes. In instances in which the self-declared
rates exceed the ceiling rates at the average E format weight of
0.158 kilogrammes, the ceiling per-item and per-kilogramme rates
shall apply; alternatively, the designated operator in question
may choose to reduce its self-declared rates to a level that
conforms with para-graph 1.2.
1.2.2 When multiple packet rates are
available based on thickness, the lesser domestic tariff shall be
used for items up to 250 grammes, and the higher domestic tariff
shall be used for items above 250 grammes.
1.2.3 Where zonal rates apply in the
equivalent domestic service, the mid-point rate as specified in
the Regulations shall be used, and domestic tariffs for
non-contiguous zones shall be excluded for determination of the
mid-point rate. Alternatively, the determination of the zonal
tariff to be used may be based on the actual weighted average
distance of inbound bulky (E) and small packet (E) letter-post
items (for the most recent calendar year).
1.2.4 Where the equivalent domestic
service and tariff include additional features that are not part
of the basic service, i.e. tracking, signature and insurance
services, and such features are extended across all the weight
increments listed in paragraph 1.2, the lesser of the
corresponding domes-tic supplemental rate, the supplemental rate,
or the suggested guideline charge in the Acts of the Union shall
be deducted from the domestic tariff. The total deduction for all
additional fea-tures may not exceed 25% of the domestic
tariff.
1.3 Where the country-specific
ceiling rates calculated in accordance with paragraph 1.2 result
in a revenue calculated for an E format item at 0.158 kilogrammes
that is lower than the revenue calculated for the same item at
the same weight on the basis of the rates specified below, the
self-declared rates shall not be higher than the following
rates:
1.3.1 for the year 2020, 0.614 SDR
per item and 1.381 SDR per kilogramme;
1.3.2 for the year 2021, 0.645 SDR
per item and 1.450 SDR per kilogramme;
1.3.3 for the year 2022, 0.677 SDR
per item and 1.523 SDR per kilogramme;
1.3.4 for the year 2023, 0.711 SDR
per item and 1.599 SDR per kilogramme;
1.3.5 for the year 2024, 0.747 SDR
per item and 1.679 SDR per kilogramme;
1.3.6 for the year 2025, 0.784 SDR
per item and 1.763 SDR per kilogramme.
1.4 Any additional conditions and
procedures for the self-declaration of rates applicable to bulky
(E) and small packet (E) letter-post items shall be laid down in
the Regulations. All other provisions of the Regulations
pertaining to bulky (E) and small packet (E) letter-post items
shall also apply to self-declared rates, unless they are
inconsistent with this article.
1.5 Designated operators of
countries in the transitional system may apply self-declared
rates on the basis of sampling of their inbound flows.
2 In addition to the ceiling rates
provided for in 1.2, the notified self-declared rates shall not
be higher than the maximum revenues defined for the years 2021 to
2025, as follows:
2.1 2021: the revenue calculated on
the basis of the self-declared rates shall be set at the lowest
between the country-specific ceiling rates and the revenue in
2020 for an E format item at 0.158 kilogrammes increased by
15%;
2.2 2022: the revenue calculated on
the basis of the self-declared rates shall be set at the lowest
between the country-specific ceiling rates and the revenue in
2021 for an E format item at 0.158 kilogrammes increased by
15%;
2.3 2023: the revenue calculated on
the basis of the self-declared rates shall be set at the lowest
between the country-specific ceiling rates and the revenue in
2022 for an E format item at 0.158 kilogrammes increased by
16%;
2.4 2024: the revenue calculated on
the basis of the self-declared rates shall be set at the lowest
between the country-specific ceiling rates and the revenue in
2023 for an E format item at 0.158 kilogrammes increased by
16%;
2.5 2025: the revenue calculated on
the basis of the self-declared rates shall be set at the lowest
between the country-specific ceiling rates and the revenue in
2024 for an E format item at 0.158 kilogrammes increased by
17%.
3 For rates in effect in 2021 and
subsequent years, the ratio between the self-declared item rate
and kilogramme rate shall not change by more than five percentage
points upwards or downwards compared with the ratio of the
previous year. For designated operators that self-declare rates
under paragraph 6bis or apply self-declared rates on a reciprocal
basis under paragraph 6quater, the ratio in effect in 2020 shall
be based on the self-declared per-item rate and per-kilogramme
rate established as of 1 July 2020.
4 Designated operators that opt not
to self-declare their rates in accordance with this article shall
fully apply the provisions contained in articles 29 and 30.
5 For designated operators that have
elected to self-declare their rates for bulky (E) and small
packet (E) letter-post items in a prior calendar year and that do
not communicate different selfdeclared rates for the subsequent
year, the existing self-declared rates shall continue to apply
unless they do not satisfy the conditions laid out in this
article.
6 The International Bureau shall be
informed by the designated operator concerned of any reduction in
the domestic charge referred to in this article.
6bis With effect from 1 July 2020,
and notwithstanding paragraphs 1 and 2, a designated operator of
a member country that received total annual inbound letter-post
volumes in 2018 in excess of 75,000 tonnes (as per the relevant
official information provided to the International Bureau or any
other officially available information assessed by the
International Bureau) may self-declare rates for bulky (E) and
small packet (E) letter-post items, other than for the
letter-post flows referred to in para-graphs 1.1.6 and 1.1.7. The
said designated operator shall also have the right not to apply
the maximum revenue increase limits set out in paragraph 2 for
mail flows to, from and between its country and any other
country.
6ter If a competent authority with
oversight for the designated operator which exercises the
afore-mentioned option in paragraph 6bis determines that, in
order to cover all costs for handling and delivery of bulky (E)
and small packet (E) letter-post items, the designated operator's
self-declared rate any year after 2020 must be based on a
cost-to-tariff ratio that exceeds 70% of the domestic
single-piece charge, then the cost-to-tariff ratio for that
designated operator may exceed 70%, subject to a limitation that
the cost-to-tariff ratio to be used shall not exceed one
percentage point above the higher of 70% or the cost-to-tariff
ratio used in the calculation of the self-declared rates
currently in effect, not to exceed 80%, and provided that the
designated operator in question furnishes all such support-ing
information with its notification to the International Bureau
under paragraph 1. If any such desig-nated operator increases its
cost-to-tariff ratio based on such a determination of a competent
author-ity, then it shall notify the International Bureau of that
ratio for publication by 1 March of the year preceding the year
in which the ratio shall apply. Further specifications related to
the costs and reve-nues to be used for the calculation of the
specific cost-to-tariff ratio shall be provided in the
Regulations.
6quater Where a designated operator
of a member country invokes paragraph 6bis, all other
corresponding designated operators, other than those with the
flows referred to in paragraphs 1.1.6 and 1.1.7, may do likewise
with respect to the aforementioned designated operator.
6quinquies Any designated operator
that invokes the possibility outlined in paragraph 6bis shall, in
the calendar year of the entry into force of the initial rates,
be required to pay a charge to the Union, for five consecutive
years (beginning with the calendar year of application of the
option referred to above under 6bis), in the amount of 8 million
CHF per annum, for a total of 40 million CHF. No further payment
shall be expected for self-declaration of rates in accordance
with this paragraph after the conclusion of the five-year
period.
6quinquies.1 The charge referred to
above shall be exclusively allocated in accordance with the
fol-lowing methodology: 16 million CHF shall be allocated to a
tied fund of the Union for the implementation of projects aimed
at electronic advance data and postal security under the terms of
a letter of agreement executed between the said designated
operator and the Union; and 24 million CHF shall be allocated to
a tied fund for the purposes of funding long-term liabilities of
the Union, as further defined by the Council of Administration,
under the terms of a letter of agreement executed between the
said designated operator and the Union.
6quinquies.2 The charge set forth in
this paragraph shall not apply to those designated operators of
member countries that apply self-declared rates reciprocally
under paragraph 6quater as a consequence of another designated
operator exercising the option to self-declare rates in
accordance with paragraph 6bis.
6quinquies.3 The designated operator
paying the charge shall inform the International Bureau each year
how the sum of 8 million CHF per annum is to be allocated,
provided that the five annual allocations overall are distributed
as set out above, pursuant to the said letter of accordance with
paragraph 6bis shall be provided with due reporting of the
expendituresrelated to the charge remitted, pursuant to this
paragraph, under the terms of a letter ofagreement executed
between the said designated operator and the Union.
6sexies If a designated operator
exercises the option to self-declare rates in accordance with
paragraph 6bis, or if a designated operator reciprocally applies
a self-declared rate under paragraph 6quater, then simultaneously
with the introduction of self-declared rates, the said designated
operator should consider making available to sending designated
operators of UPU member countries, on a non-discriminatory basis,
proportionately adjusted charges for volume and distance, to the
extent practicable and available in the receiving country's
published domestic service for similar servicesunder a mutually
agreeable bilateral commercial agreement, within the framework of
the rules of the national regulatory authority.
7 No reservations may be made to
this article.
Article III
(Art. 29 amended)
Terminal dues. Provisions applicable to mail flows between
designated operators of countries in the target system
1 Payment for letter-post items, including bulk mail but
excluding M bags and IBRS items, shall be established on the
basis of the application of the rates per item and per kilogramme
reflecting the handling costs in the country of destination.
Charges corresponding to priority items in the domestic service
which are part of the universal service provision will be used as
a basis for the calculation of terminal dues rates.
2 The terminal dues rates in the target system shall be
calculated taking into account, where applicable in the domestic
service, the classification of items based on their format, as
provided for in article 17.5 of the Convention.
3 Designated operators in the target system shall exchange
format-separated mails in accordance with the conditions
specified in the Regulations.
4 Payment for IBRS items shall be as described in the
Regulations.
5 The rates per item and per kilogramme are separated for
small (P) and large (G) letter-post items and bulky (E) and small
packet (E) letter-post items. They shall be calculated on the
basis of 70% of the charges for a 20-gramme small (P) letter-post
item and for a 175-gramme large (G) letter-post item, exclusive
of VAT or other taxes. For bulky (E) and small packet (E)
letter-post items, they shall be calculated from theP/G format
line at 375 grammes, exclusive of VAT or other taxes.
6 The Postal Operations Council shall define the conditions
for the calculation of the rates as well as the necessary
operational, statistical and accounting procedures for the
exchange of format-separated mails.
7 Other than for the terminal dues rates applicable to
bulky (E) and small packet (E) letterpost items for 2020, the
rates applied for flows between countries in the target system in
a given year shall not lead to an increase of more than 13% in
the terminal dues revenue for a letter-post item in the P/G
format of 37.6 grammes and in the E format of 375 grammes,
compared to the previous year.
8 The rates applied for flows between countries in the target
system prior to 2010 for small (P) and for large (G) letter-post
items may not be higher than:
8.1 for the year 2018, 0.331 SDR per item and 2.585 SDR per
kilogramme;
8.2 for the year 2019, 0.341 SDR per item and 2.663 SDR per
kilogramme;
8.3 for the year 2020, 0.351 SDR per item and 2.743 SDR per
kilogramme;
8.4 for the year 2021, 0.362 SDR per item and 2.825 SDR per
kilogramme.
9 The rates applied for flows between countries in the target
system prior to 2010 for bulky (E) and small packet (E)
letter-post items may not be higher than:
9.1 for the year 2018, 0.705 SDR per item and 1.584 SDR per
kilogramme;
9.2 for the year 2019, 0.726 SDR per item and 1.632 SDR per
kilogramme;
9.3 for the year 2020, 0.762 SDR per item and
1.714 SDR per kilogramme;
9.4 for the year 2021, 0.785 SDR per item and
1.765 SDR per kilogramme.
10 The rates applied for flows between countries in the target
system prior to 2010 or from 2010, 2012 and 2016 for small (P)
and for large (G) letter-post items may not be lower than:
10.1 for the year 2018, 0.227 SDR per item and 1.774 SDR per
kilogramme;
10.2 for the year 2019, 0.233 SDR per item and 1.824 SDR per
kilogramme;
10.3 for the year 2020, 0.240 SDR per item and 1.875 SDR per
kilogramme;
10.4 for the year 2021, 0.247 SDR per item and 1.928 SDR per
kilogramme.
11 The rates applied for flows between countries in the target
system prior to 2010 or from 2010, 2012 and 2016 for bulky (E)
and small packet (E) letter-post items may not be lower than:
11.1 for the year 2018, 0.485 SDR per item and 1.089 SDR per
kilogramme;
11.2 for the year 2019, 0.498 SDR per item and 1.120 SDR per
kilogramme;
11.3 for the year 2020, 0.614 SDR per item and
1.381 SDR per kilogramme;
11.4 for the year 2021, 0.645 SDR per item and
1.450 SDR per kilogramme;
11.5 for the year 2022, 0.677 SDR
per item and 1.523 SDR per kilogramme;
11.6 for the year 2023, 0.711 SDR
per item and 1.599 SDR per kilogramme;
11.7 for the year 2024, 0.747 SDR
per item and 1.679 SDR per kilogramme;
11.8 for the year 2025, 0.784 SDR
per item and 1.763 SDR per kilogramme.
12 The rates applied for flows between countries in the target
system as from 2010 and 2012 as well as between these countries
and countries in the target system prior to 2010 for small (P)
and for large (G) letter-post items may not be higher than:
12.1 for the year 2018, 0.264 SDR per item and 2.064 SDR per
kilogramme;
12.2 for the year 2019, 0.280 SDR per item and 2.188 SDR per
kilogramme;
12.3 for the year 2020, 0.297 SDR per item and 2.319 SDR per
kilogramme;
12.4 for the year 2021, 0.315 SDR per item and 2.458 SDR per
kilogramme.
13 The rates applied for flows between countries in the target
system as from 2010 and 2012 as well as between these countries
and countries in the target system prior to 2010 for bulky (E)
and small packet (E) letter-post items may not be higher
than:
13.1 for the year 2018, 0.584 SDR per item and 1.313 SDR per
kilogramme;
13.2 for the year 2019, 0.640 SDR per item and 1.439 SDR per
kilogramme;
13.3 for the year 2020, 0.762 SDR per item and
1.714 SDR per kilogramme;
13.4 for the year 2021, 0.785 SDR per item and
1.765 SDR per kilogramme.
14 The rates applied for flows between countries in the target
system as from 2016 as well as between these countries and
countries in the target system prior to 2010 or as from 2010 and
2012 for small (P) and for large (G) letter-post items may not be
higher than:
14.1 for the year 2018, 0.234 SDR per item and 1.831 SDR per
kilogramme;
14.2 for the year 2019, 0.248 SDR per item and 1.941 SDR per
kilogramme;
14.3 for the year 2020, 0.263 SDR per item and 2.057 SDR per
kilogramme;
14.4 for the year 2021, 0.279 SDR per item and 2.180 SDR per
kilogramme.
15 The rates applied for flows between countries in the target
system as from 2016 as well as between these countries and
countries in the target system prior to 2010 or as from 2010 and
2012 for bulky (E) and small packet (E) letter-post items may not
be higher than:
15.1 for the year 2018, 0.533 SDR per item and 1.198 SDR per
kilogramme;
15.2 for the year 2019, 0.602 SDR per item and 1.354 SDR per
kilogramme;
15.3 for the year 2020, 0.762 SDR per item and
1.714 SDR per kilogramme;
15.4 for the year 2021, 0.785 SDR per item and
1.765 SDR per kilogramme.
16 For flows below 50 tonnes a year between countries that
joined the target system in 2010 and 2012, as well as between
these countries and countries that were in the target system
prior to 2010, the per-kilogramme and per-item components shall
be converted into a total rate per kilogramme on the basis of a
worldwide average composition of one kilogramme of mail in which
P and G format items account for 8.16 items weighing 0.31
kilogrammes and E format items account for 2.72 items weighing
0.69 kilogrammes.
17 For flows below 75 tonnes a year in 2018 and 2019,
and below 50 tonnes a year in 2020 and 2021,
between countries that joined the target system in 2016 or after
that date, as well as between these countries and countries in
the target system prior to 2010 or as from 2010 and 2012, the
per-kilogramme and per-item components shall be converted into a
total rate per kilogramme on the basis of a worldwide average
compo-sition of one kilogramme of mail, as referred to in
paragraph 16.
17bis The terminal dues rates
applicable to bulky (E) and small packet (E) letter-post items
that have been self-declared pursuant to article 28bis shall
substitute the rates pertaining to bulky (E) and small packet (E)
letter-post items in this article; consequently, the provisions
laid down in paragraphs 7, 9, 11, 13 and 15 shall not apply.
18 The payment for bulk mail sent to countries in the target
system prior to 2010 shall be established by applying the rates
per item and per kilogramme provided for in paragraphs 5 to 11
or article 28bis, as appropriate.
19 The payment for bulk mail sent to countries in the target
system as from 2010, 2012 and 2016 shall be established by
applying the rates per item and per kilogramme provided for in
paragraphs 5 and 10 to 15 or article 28bis, as
appropriate.
20 No reservations may be made to this article.
Article IV
(Art. 30 amended)
Terminal dues. Provisions applicable to mail flows to, from and
between designated operators of countries in the transitional
system
1 In preparation for the entry into the target system of the
designated operators of countries in the ter-minal dues
transitional system, payment for letter-post items, including
bulk mail but excluding M bags and IBRS items, shall be
established on the basis of a rate per item and a rate per
kilogramme.
1bis Other than for the
terminal dues rates applicable to bulky (E) and small packet (E)
letter-post items that have been self-declared pursuant to
article 28bis, the provisions of article 29, paragraphs 1 to 3
and 5 to 7, shall apply for the calculation of rates per item and
per kilogramme applicable to bulky (E) and small packet (E)
letter-post items from 2020 onwards.
2 Payment for IBRS items shall be as described in the
Regulations.
3 The rates applied for flows to, from and between countries
in the transitional system for small (P) and for large (G)
letter-post items shall be:
3.1 for the year 2018, 0.227 SDR per item and 1.774 SDR per
kilogramme;
3.2 for the year 2019, 0.233 SDR per item and 1.824 SDR per
kilogramme;
3.3 for the year 2020, 0.240 SDR per item and 1.875 SDR per
kilogramme;
3.4 for the year 2021, 0.247 SDR per item and 1.928 SDR per
kilogramme.
4 The rates applied for flows to, from and between countries
in the transitional system for bulky (E) and small packet (E)
letter-post items shall be:
4.1 for the year 2018, 0.485 SDR per item and 1.089 SDR per
kilogramme;
4.2 for the year 2019, 0.498 SDR per item and 1.120 SDR per
kilogramme.
4bis Other than for the terminal
dues rates applicable to bulky (E) and small packet (E)
letter-post items that have been self-declared pursuant to
article 28bis and in accordance with 1bis above, the rates
applied for flows to, from and between countries in the
transitional system for bulky (E) and small packet (E)
letter-post items may not be lower than:
4bis.1 for the year 2020, 0.614 SDR
per item and 1.381 SDR per kilogramme;
4bis.2 for the year 2021, 0.645 SDR
per item and 1.450 SDR per kilogramme;
4bis.3 for the year 2022, 0.677 SDR
per item and 1.523 SDR per kilogramme;
4bis.4 for the year 2023, 0.711 SDR
per item and 1.599 SDR per kilogramme;
4bis.5 for the year 2024, 0.747 SDR
per item and 1.679 SDR per kilogramme;
4bis.6 for the year 2025, 0.784 SDR
per item and 1.763 SDR per kilogramme.
4ter Other than for the terminal
dues rates applicable to bulky (E) and small packet (E)
letter-post items that have been self-declared pursuant to
article 28bis and in accordance with 1bis above, the rates
applied for flows to, from and between countries in the
transitional system for bulky (E) and small packet (E)
letter-post items may not be higher than:
4ter.1 for the year 2020, 0.762 SDR
per item and 1.714 SDR per kilogramme;
4ter.2 for the year 2021, 0.785 SDR
per item and 1.765 SDR per kilogramme.
5 Other than for the terminal dues rates applicable to
bulky (E) and small packet (E) letter-post items that have been
self-declared pursuant to article 28bis, for flows
below the flow threshold specified in article 29.16 or 29.17
in 2018 and 2019 and below the flow threshold of 100 tonnes in
2020 and 2021, the per-kilogramme and per-item components
shall be converted into a total rate per kilogramme on the basis
of a worldwide average composition of one kilogramme of mail
as follows:
5.1 for the year 2018, 4.472 SDR per kilogramme;
5.2 for the year 2019, 4.592 SDR per kilogramme;
5.3 for the year 2020, not lower than 5.163 SDR per
kilogramme and not higher than 5.795 SDR per
kilogramme;
5.4 for the year 2021, not lower than 5.368 SDR per
kilogramme and not higher than 5.967 SDR per
kilogramme.
6 Other than for the terminal dues rates applicable to
bulky (E) and small packet (E) letter-post items that have been
self-declared pursuant to article 28bis, for mail flows over
the flow threshold specified in article 29.17 in 2018 and 2019
and above 100 tonnes in 2020 and 2021, the flat rate per
kilogramme shall be applied if neither the
designated operator of origin nor the
designated operator of destination requests the
revision mechanism in order to revise the rate on the basis of
the actual number of items per kilogramme, rather than the
worldwide average. The sampling for the revision mechanism shall
be applied in accordance with the conditions specified in the
Regulations.
6bis For mail flows from and between
countries in the transitional system below 100 tonnes and where
terminal dues rates applicable to bulky (E) and small packet (E)
letter-post items have been self-declared pursuant to article
28bis by the designated operator of destination, the total rate
of 5.368 SDR per kilogramme shall apply in 2021.
6ter For mail flows to, from and
between countries in the transitional system above 100 tonnes
where terminal dues rates applicable to bulky (E) and small
packet (E) letter-post items have been self-declared pursuant to
article 28bis and where the country of destination decides not to
sample the inbound mail, the per-kilogramme and per-item
components shall be converted into a total rate per kilogramme on
the basis of a worldwide average composition of one kilogramme of
mail, as referred to in article 29.16.
6quater Except for the mail flows
described in paragraph 6bis, the terminal dues rates applicable
to bulky (E) and small packet (E) letter-post items that have
been self-declared pursuant to article 28bis shall substitute the
rates pertaining to bulky (E) and small packet (E) letter-post
items in this article; consequently, the provisions laid down in
paragraphs 4bis, 4ter and 5 shall not apply.
7 The downward revision of the total rate in paragraph 5 may
not be invoked by a country in the target system against a
country in the transitional system unless the latter asks for a
revision in the opposite direction.
8 For mail flows to, from and between countries in the
transitional system, designated operators may send and
receive format-separated mail on an optional basis, in accordance
with the conditions specified in the Regulations. In the case of
format-separated exchanges the rates in paragraphs 3 and 4 above
shall apply if the designated operator of destination opts not
to self-declare rates pursuant to article 28bis.
9 The payment for bulk mail to designated operators of
countries in the target system shall be estab-lished by applying
the rates per item and per kilogramme provided for in article
28bis or 29. For bulk mail received, designated operators
in the transitional system may request payment according to
paragraphs 3 and 4 above and article 28bis, as
appropriate.
10 No reservations may be made to this article.
Article V
(Art. 31 amended)
Quality of Service Fund
1 Terminal dues payable by all countries and territories to
the countries classified as least developed countries and
included in group IV for terminal dues and Quality of Service
Fund (QSF) purposes, except for M bags, IBRS items and bulk mail
items, shall be increased by 20% of the rates provided for
in article 28bis or 30 for payment into the QSF for
improving the quality of service in those countries. There shall
be no such payment from one group IV country to another group IV
country.
2 Terminal dues, except for M bags, IBRS items and bulk mail
items, payable by countries and territories classified as group I
countries to the countries classified as group IV countries,
other than the least developed countries referred to in paragraph
1 of this article, shall be increased by 10% of the rates
provided for in article 28bis or 30, for payment
into the QSF for improving the quality of service in those
countries.
3 Terminal dues, except for M bags, IBRS items and bulk mail
items, payable by countries and territories classified as group
II countries to the countries classified as group IV countries,
other than the least developed countries referred to in paragraph
1 of this article, shall be increased by 10% of the rates
provided for in article 28bis or 30, for payment
into the QSF for improving the quality of service in those
countries.
4 Terminal dues, except in respect of M bags, IBRS items and
bulk mail items, payable by countries and territories classified
as group III countries to the countries classified as group IV
countries, other than the least developed countries referred to
in paragraph 1 of this article, shall be increased by 5% of the
rates provided for in article 28bis or 30, for
payment into the QSF for improving the quality of service in
those countries
5 An increase of 1%, calculated on the basis of terminal dues
payable by countries and territories classi-fied as group I, II
and III countries to the countries classified as group III
countries, except in respect of M bags, IBRS items and bulk mail
items, shall be paid into a common fund to be established for
improving the quality of service in countries classified in
groups II, III and IV and managed in accordance with the relevant
proce-dures set by the Postal Operations Council.
6 Subject to the relevant procedures set by the Postal
Operations Council, any unused amounts contrib-uted under
paragraphs 1, 2, 3 and 4 of this article and accumulated over the
four preceding QSF reference years (with 2018 as the earliest
reference year) shall also be transferred to the common fund
referred to in paragraph 5 of this article. For the purposes of
this paragraph, only funds that have not been used in
QSF-approved quality of service projects within two years
following receipt of the last payment of contributed amounts for
any given four-year period as defined above shall be transferred
to the aforementioned common fund.
7 The combined terminal dues payable into the QSF for
improving the quality of service of countries in group IV shall
be subject to a minimum of 20,000 SDR per annum for each
beneficiary country. The additional funds needed for reaching
this minimum amount shall be invoiced, in proportion to the
volumes exchanged, to the countries in groups I, II and III.
8 The Postal Operations Council shall adopt or update, in 2018
at the latest, procedures for financing QSF projects.
Article VI
(Art. 33 amended)
Basic rates and provisions concerning air conveyance dues
1 The basic rate applicable to the settlement of accounts
between designated operators in respect of air conveyance shall
be approved by the Postal Operations Council and shall be
calculated by the International Bureau according to the formula
specified in the Regulations. The rates applying to the air
conveyance of parcels sent via the merchandise return service
shall be calculated according to the provisions defined in the
Regulations.
2 The calculation of air conveyance dues on closed dispatches,
priority items, airmail items and air parcels sent in transit à
découvert, missent items and misrouted mails, as well as the
relevant methods of accounting, are described in the
Regulations.
3 The air conveyance dues for the whole distance flown shall
be borne:
3.1 in the case of closed mails, by the designated operator of
the country of origin of the mails, including when these mails
transit via one or more intermediate designated operators;
3.2 in the case of priority items and airmail items in transit
à découvert, including missent items, by the designated operator
which forwards the items to another designated operator.
4 These same regulations shall be applicable to items exempted
from land and sea transit charges if they are conveyed by
air.
5 Each designated operator of destination which provides air
conveyance of international mail within its country shall be
entitled to reimbursement of the additional costs incurred for
such conveyance provided that the weighted average distance of
the sectors flown exceeds 300 kilometres. The Postal Operations
Council may replace the weighted average distance by other
relevant criteria. Unless agreement has been reached that no
charge should be made, the dues shall be uniform for all priority
mails and airmails originating abroad whether or not this mail is
reforwarded by air.
6 However, where the terminal dues levied by the designated
operator of destination are based specifi-cally on costs,
domestic rates or self-declared rates set under article
28bis, no additional reimbursement for internal air
conveyance shall be made.
7 The designated operator of destination shall exclude, for
the purpose of calculating the weighted aver-age distance, the
weight of all mails for which the terminal dues calculation has
been based specifically on costs, domestic rates or
self-declared rates set under article 28bis of the designated
operator of destination.
Article VII
Entry into force and duration of the Second Additional Protocol
to the Universal Postal Convention
1 This Additional Protocol shall come into force on 1 January
2020 and shall remain in operation until the entry into force of
the Acts of the next Congress.
In witness whereof the plenipotentiaries of the governments of
the member countries have drawn up this Additional Protocol,
which shall have the same force and the same validity as if its
provisions were inserted in the text of the Convention itself,
and they have signed it in a single original which shall be
deposited with the Director General of the International Bureau.
A copy thereof shall be delivered to each party by the
International Bureau of the Universal Postal Union.
Done at Geneva, 26 September 2019.